Go beyond compliance!
We apply a forward-looking approach to make sure you will be compliant with any upcoming requirements.
Go beyond compliance!
We apply a forward-looking approach to make sure
you will be compliant with any upcoming requirements.
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Ethicontrol platform |
EU Directive |
ISO 37002 |
A Resource Guide to the U.S. FCPA |
USDoJ Evaluation of Corporate Compliance Programs |
ISO 37001 |
In-house solution |
Internal reporting channels
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Friendly/multichannel/different types of channels to be available (hotline, online form, personal meeting)
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Transparency and accessibility of information for whistleblowers
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The reporting channels should be available to third parties
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Record-keeping (Whistleblowing)
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Confidentiality of channels and reporters
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Anonymous reporting
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Consider the context of the organization when developing WMS
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Timely feedback/trackability and follow-ups to the whistleblower / acknowledge receipt, report on progress, receive/give feedback
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Right of whistleblowers to be wrong
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Reporting |
Ethicontrol platform |
EU Directive |
ISO 37002 |
U.S. FCPA |
USDoJ Evaluation |
ISO 37001 |
In-house solution |
Internal reporting channels
|
|||||||
Friendly/multichannel/different types of channels to be available (hotline, online form, personal meeting)
|
|||||||
Transparency and accessibility of information for whistleblowers
|
|||||||
The reporting channels should be available to third parties
|
|||||||
Record-keeping (Whistleblowing)
|
![]() |
||||||
Confidentiality of channels and reporters
|
|||||||
Anonymous reporting
|
![]() |
||||||
Consider the context of the organization when developing WMS
|
|||||||
Timely feedback/trackability and follow-ups to the whistleblower / acknowledge receipt, report on progress, receive/give feedback
|
![]() |
||||||
Right of whistleblowers to be wrong
|
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Ethicontrol platform |
EU Directive |
ISO 37002 |
A Resource Guide to the U.S. FCPA |
USDoJ Evaluation of Corporate Compliance Programs |
ISO 37001 |
In-house solution |
Competent impartial person to follow up on the reports | |||||||
Triage and prioritisation | ![]() |
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Full access of a compliance officer to reporting and investigative information | ![]() |
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Direct, unrestricted and confidential access to top management and the governing body by whistleblowing management | ![]() |
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Determine scope of the whistleblowing system | ![]() |
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Timing metrics to ensure responsiveness |
Incident management
|
Ethicontrol platform |
EU Directive |
ISO 37002 |
U.S. FCPA |
USDoJ Evaluation |
ISO 37001 |
In-house solution |
Competent impartial person to follow up on the reports | |||||||
Triage and prioritisation | ![]() |
||||||
Full access of a compliance officer to reporting and investigative information | ![]() |
||||||
Direct, unrestricted and confidential access to top management and the governing body by whistleblowing management | ![]() |
||||||
Determine scope of the whistleblowing system | ![]() |
||||||
Timing metrics to ensure responsiveness | ![]() |
|
Ethicontrol platform |
EU Directive |
ISO 37002 |
A Resource Guide to the U.S. FCPA |
USDoJ Evaluation of Corporate Compliance Programs |
ISO 37001 |
In-house solution |
Transparency / validity of investigation mandate | |||||||
Independent delivery of investigation and protection functions | ![]() |
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Appropriately conducted investigation | ![]() |
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Properly documented investigation and response | |||||||
Decision-making process is free from conflict of interest | ![]() |
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Protection from retaliation and unfair dismissal | |||||||
A process for monitoring the outcome of investigations |
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Reporting and investigating mechanisms sufficiently funded |
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Update internal controls according to lessons learned | ![]() |
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Internal control provisions | ![]() |
Case management
|
Ethicontrol platform |
EU Directive |
ISO 37002 |
U.S. FCPA |
USDoJ Evaluation |
ISO 37001 |
In-house solution |
Transparency / validity of investigation mandate | ![]() |
||||||
Independent delivery of investigation and protection functions | ![]() |
||||||
Appropriately conducted investigation | ![]() |
||||||
Properly documented investigation and response | |||||||
Decision-making process is free from conflict of interest | ![]() |
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Protection from retaliation and unfair dismissal | |||||||
A process for monitoring the outcome of investigations |
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Reporting and investigating mechanisms sufficiently funded |
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Update internal controls according to lessons learned | ![]() |
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Internal control provisions | ![]() |
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Ethicontrol platform |
EU Directive |
ISO 37002 |
A Resource Guide to the U.S. FCPA |
USDoJ Evaluation of Corporate Compliance Programs |
ISO 37001 |
In-house solution |
Remedial actions within the company | ![]() |
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Ability to collect, track, analyze, and use information from a reporting mechanism |
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Periodic tests of the effectiveness of the hotline (from start to finish) | ![]() |
Reporting and analytics
|
Ethicontrol platform |
EU Directive |
ISO 37002 |
U.S. FCPA |
USDoJ Evaluation |
ISO 37001 |
In-house solution |
Remedial actions within the company | ![]() |
||||||
Ability to collect, track, analyze, and use information from a reporting mechanism |
![]() |
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|||||
Periodic tests of the effectiveness of the hotline (from start to finish) | ![]() |
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|
Ethicontrol platform |
EU Directive |
ISO 37002 |
A Resource Guide to the U.S. FCPA |
USDoJ Evaluation of Corporate Compliance Programs |
ISO 37001 |
In-house solution |
Personnel training | ![]() |
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A responsible business process owner / whistleblowing management function | ![]() |
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Self reports | ![]() |
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Cooperation with authorities | ![]() |
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Adequate compliance program | ![]() |
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Accurate books and records (Reflect transactions and dispositions of the issuer) | ![]() |
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Effective compliance procedures | ![]() |
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Periodic reports | ![]() |
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Data safety | ![]() |
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GDPR-compliant | ![]() |
Other
|
Ethicontrol platform |
EU Directive |
ISO 37002 |
U.S. FCPA |
USDoJ Evaluation |
ISO 37001 |
In-house solution |
Personnel training | ![]() |
||||||
A responsible business process owner / whistleblowing management function | ![]() |
||||||
Self reports | ![]() |
![]() |
|||||
Cooperation with authorities | ![]() |
||||||
Adequate compliance program | ![]() |
![]() |
|||||
Accurate books and records (Reflect transactions and dispositions of the issuer) | ![]() |
![]() |
|||||
Effective compliance procedures | ![]() |
![]() |
|||||
Periodic reports | ![]() |
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Data safety | ![]() |
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GDPR-compliant | ![]() |
Training and support |
STR |
ADV |
PRO |
Advice on implementation
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Graphic and text materials for a communication campaign (a standard set of posters, stickers, letters, web-page template)
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Model code of business ethics
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Model hotline regulations
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Model regulations for internal investigations
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Free support 24/7
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Live user training (2hr)
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Support widget in the app
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Video explainer for whistleblowers branded for the client
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Custom NDA
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Service level agreement (SLA)
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Custom SLA
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Whistleblowing to be your low-hanging fruit
ISO 27001 Information security certified.
Single sign-on, two-factor authentication etc.
ISO 27701 Privacy management certified
A non-disclosure agreement in a client’s wordings